Highly regarded regulatory compliance, risk management and internal audit specialist.
Mariam is a Chartered Accountant with more than 20 years of experience specialising in compliance and risk management within the financial services sector. She has worked in-house and as an expert advising management in relation to regulatory compliance, risk management, internal audit and finance.
Mariam’s previous in-house roles include Head of Compliance and Risk and Company Secretary at Man Investments Australia, Head of Internal Audit at Ord Minnett and Vice President at JP Morgan. As Head of Compliance and Risk, she was required to provide accurate and timely risk and compliance advice to the board, management and compliance committee.
Mariam has extensive experience in the development, implementation, maintenance and monitoring of risk frameworks, compliance plans and policies, practice notes and procedures, through active research of industry peers and in consultation with key stakeholders.
She has worked across a broad range of industries including wealth management, financial services, retail and institutional broking sector, including back office operations and funds management.
Qualifications and Memberships
- Chartered Accountant, ICAEW
- BSc (Hons) Chemistry and Food Science, Kings College, University of London
- RG 146 Generic, Securities, Derivatives, Managed Investment Schemes