Regulatory Compliance

Assisting regulators and organisations with compliance activities.

McGrathNicol’s compliance team regularly assist regulators and companies review compliance with legislation. Our team have experience in large cross-sector reviews to assist regulators and organisations to understand compliance activity within their sector and assist in driving regulatory change. 

Our work includes: 

  • assisting businesses to build frameworks, including policies, procedures and processes 

  • driving compliance with legislation 

  • testing regulated activities for compliance with their obligations

  • responding to regulatory examination and enforceable undertakings.